Selected Presentations

The Effects of the Department of Labor’s Proposed Fiduciary Rule on Industry.
Oral panel presentation for the Joint Executives Committee; July 2015, Albany, NY

Indexed Annuities are Fixed Annuities and Ought to be Included for Qualified Longevity Annuity Contracts (QLACs).
Oral testimony for the United States Department of Treasury; January 2015, Washington, DC

Why Words Matter.
Oral presentation for Brokers International Insurance Group Recruiting Event; May 2016, Phoenix, AZ

Regulatory Impact of Fiduciary Rule in Non-Captive Insurance Space. Oral presentation for Unkefer Insurance Associates; Annual Sales Meeting; February 2015, Phoenix, AZ

Understanding Permitted Activities Guidelines.
Oral testimony before Financial Services and Investment Products Committee of the National Coalition of Insurance Legislators (NCOIL); June 2014, Boston, MA


Series 7 General Securities Representative
Financial Industry Regulatory Authority (FINRA) – CRD #5111174

Series 63 Uniform Securities Agent
Financial Industry Regulatory Authority (FINRA)

NY Life Accident and Health
NY Department of Financial Services License #1009092